SME IPO Post Listing compliance norms for SMEs

This IPO News market update covers “SME IPO Post Listing compliance norms for SMEs”. The page is organized around quarterly post-listing compliance for smes, 1. reconciliation of share capital audit report, 2. investors grievance redressal mechanism, half-yearly post-listing compliance for smes, 1.submission of half-yearly financial results. The source record was published on \",\"Wednesday, December 6, 2023\",\". IPO News presents the structured facts and tables in its own layout and wording.

Topics Covered

• Quarterly Post-listing Compliance for SMEs
• 1. Reconciliation of share capital audit report
• 2. Investors Grievance Redressal mechanism
• Half-yearly Post-listing Compliance for SMEs
• 1.Submission of Half-yearly financial results
• 2. Statement of deviation in proceeds from SME IPO
• 3. SME’s Shareholding pattern
• Annual Post-Listing Compliance Norms for SMEs
• 1. Submission of Financial Results and Annual Reports
• Event-based compliance norms for SMEs
• 1. Appointment of Share Transfer Agent
• 2. In-principal approval
• 3. Intimation of Board Meeting
• 4. Shareholding pattern
• 5. Loss of share certificate
• 6. Record date
• 7. Voting results by shareholders.
• Change in business name
• Wrapping up
• SME IPO Enquiry
• Compare Stock Brokers Side-by-Side

Key Facts

• India's trusted financial research platform since 2015. Live IPO GMP, subscription data, allotment status, Rights Issues, NCDs and unbiased stock broker reviews.
• To protect investors’ interests, SEBI’s Investor Grievance Redressal Mechanism Regulations mandated that all listed entities to establish a right grievance redressal mechanism in place.
• Every listed SME company has to submit its annual financial results including balance sheet, P&L, and cash flow statement to the SME exchange within 60 days from the end of the financial years.
• SEBI’s rules also requires SMEs to provide their corporate governance report along with the annual report.
• Prior to the issuance of securities, SMEs are required to provide in-principle approval from the exchange to SEBI.
• SME has to provide the prior intimation of the board meeting for the financial results. The intimation should be provided at least 5 days in advance excluding the date of intimation and the date of the board meeting.
• Further, in case of any events like shares buyback, dividend announcement, voluntary delisting, issue of bonus shares, etc., intimation of board meeting must be sent at least 2 days in advance.
• In case of alteration in the nature of securities, such board meeting intimation should be sent at least 11 working days in 4. advance.
• In case of loss of share certification and the issue of a duplicate certificate, the exchange must be reported within 2 days of getting the information.
• The results of shareholders voting should be reported to authorities within 2 working days of the board meeting conclusion.
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